HAMMERSON PLC - TR-1: Standard form for notification of major holdings2021/02/23 11:30:00
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TR-1: Standard form for notification of major holdings Hammerson plc (Incorporated in England and Wales) (Company number 360632) LSE and Euronext Dublin share code: HMSO JSE share code: HMN ISIN: GB00BK7YQK64 (“Hammerson” or “the Company”) TR-1: Standard form for notification of major holdings NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are Hammerson plc attachedii: 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) Non-UK issuer 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) An acquisition or disposal of voting rights X An acquisition or disposal of financial instruments An event changing the breakdown of voting rights Other (please specify)iii: 3. Details of person subject to the notification obligationiv Name Morgan Stanley City and country of registered office (if applicable) Wilmington, Delaware, USA 4. Full name of shareholder(s) (if different from 3.)v Name Morgan Stanley & Co. International plc City and country of registered office (if applicable) London, UNITED KINGDOM. 5. Date on which the threshold was crossed or 18/02/2021 reachedvi: 6. Date on which issuer notified (DD/MM/YYYY): 22/02/2021 7. Total positions of person(s) subject to the notification obligation % of voting rights % of voting rights Total number of through financial in- Total of both in % attached to shares voting rights held struments (8.A + 8.B) (total of 8. A) in issuervii (total of 8.B 1 + 8.B 2) Resulting situation on the date on which threshold was 3.44% 3.63% 7.08% 4,057,298,174 crossed or reached Position of previous notification (if 2.99% 3.63% 6.63% applicable) 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii A: Voting rights attached to shares Class/type of Number of voting rightsix % of voting rights shares ISIN code (if possible) Direct Indirect Direct Indirect (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1) GB00BK7YQK64 139,671,582 3.44% SUBTOTAL 8. A 139,671,582 3.44% B 1: Financial Instruments according to DTR5.3.1R (1) (a) Number of voting rights Type of financial Expiration Exercise/ that may be acquired if % of voting rights instrument datex Conversion Periodxi the instrument is exercised/converted. Right of recall over at any securities lending at any time 1,358,979 0.03% time agreements SUBTOTAL 8. B 1 1,358,979 0.03% B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) Exercise/ Physical or Type of financial Expiration Number of Conversion cash % of voting rights instrument datex voting rights Period xi settlementxii Equity Swap 06/12/2021 at any time Cash 21,925,814 0.54% Equity Swap 20/12/2021 at any time Cash 26,400,629 0.65% Equity Swap 23/01/2023 at any time Cash 67,400,000 1.66% Equity Swap 19/12/2024 at any time Cash 30,352,239 0.75% SUBTOTAL 146,078,682 3.60% 8.B.2 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”) Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv X (please add additional rows as necessary) % of voting rights % of voting rights if it Total of both if it through financial in- equals or is higher equals or is higher Namexv struments if it equals than the notifiable than the notifiable or is higher than the threshold threshold notifiable threshold Morgan Stanley Morgan Stanley Capital Management, LLC Morgan Stanley Domes- tic Holdings, Inc. Morgan Stanley Capital Services LLC Morgan Stanley Morgan Stanley Capital Management, LLC Morgan Stanley Domes- tic Holdings, Inc. Morgan Stanley & Co. LLC Morgan Stanley Morgan Stanley Interna- tional Holdings Inc. Morgan Stanley Interna- tional Limited Morgan Stanley Invest- ments (UK) Morgan Stanley & Co. 3.29% 4.48% International plc Morgan Stanley Morgan Stanley Interna- tional Holdings Inc. RMB MORGAN STAN- LEY (PROPRIETARY) LIMITED 10. In case of proxy voting, please identify: Name of the proxy holder The number and % of voting rights held The date until which the voting rights will be held 11. Additional informationxvi Of the total voting rights attached to shares in Section 8A, 133,434,697 (3.29%) of these are the result of stock borrowing agreements. Place of completion Glasgow Date of completion 22/02/2021 For further information contact: Richard Crowle Assistant Company Secretary Tel: +44 (0)20 7887 1000 23 February 2021 Hammerson has its primary listing on the London Stock Exchange and secondary inward listings on the Johannesburg Stock Exchange and Euronext Dublin. Sponsor: Investec Bank Limited Date: 23-02-2021 11:30:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on, information disseminated through SENS.