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JSE Sens

QUILTER PLC - Form 8.3 Announcement

2022/06/23 16:00:00

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                    Form 8.3 Announcement

QUILTER PLC
(Incorporated under the Companies Act 1985 with
registered number 06404270 and re-registered as a public
limited company under the Companies Act 2006)
ISIN CODE: GB00BDCXV269
JSE SHARE CODE: QLT
Quilter plc (the 'Company')
                                                                                 FORM 8.3

          PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
      A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
                                         MORE
                      Rule 8.3 of the Takeover Code (the “Code”)

1.         KEY INFORMATION

 (a) Full name of discloser:                                  Quilter PLC (and subsidiaries)

 (b) Owner or controller of interests and short
     positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is
     insufficient. For a trust, the trustee(s), settlor and
     beneficiaries must be named.
 (c) Name of offeror/offeree in relation to whose             Secure Income REIT Plc
     relevant securities this form relates:
     Use a separate form for each offeror/offeree
 (d) If an exempt fund manager connected with an
     offeror/offeree, state this and specify identity
     of offeror/offeree:
 (e) Date position held/dealing undertaken:                   22/06/2022
     For an opening position disclosure, state the latest
     practicable date prior to the disclosure
 (f) In addition to the company in 1(c) above, is the         YES - LXI REIT PLC
     discloser making disclosures in respect of any
     other party to the offer?
     If it is a cash offer or possible cash offer, state
     “N/A”

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree
           to which the disclosure relates following the dealing (if any)

 Class of relevant security:                                  10p ordinary

                                                  Interests                Short positions

                                              Number             %          Number             %
 (1) Relevant securities owned               7,606,182          2.35
     and/or controlled:
 (2) Cash-settled derivatives:




                                                 
Form 8.3                                                                             December 2021
 (3) Stock-settled derivatives
     (including options) and
     agreements to purchase/sell:
     TOTAL:                                    7,606,182           2.35

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements
to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b)        Rights to subscribe for new securities (including directors’ and other employee
           options)

 Class of relevant security in relation to
 which subscription right exists:
 Details, including nature of the rights
 concerned and relevant percentages:


3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

  Class of relevant security     Purchase/sale           Number of securities      Price per unit




(b)        Cash-settled derivative transactions

      Class of         Product              Nature of dealing         Number of         Price per
      relevant        description         e.g. opening/closing a      reference            unit
      security         e.g. CFD             long/short position,      securities
                                          increasing/reducing a
                                             long/short position



(c)        Stock-settled derivative transactions (including options)

(i)        Writing, selling, purchasing or varying

  Class        Product       Writing,        Number       Exercis      Type        Expir   Option
    of        descriptio    purchasin            of       e price       e.g.         y     money
 relevan      n e.g. call   g, selling,      securitie    per unit    America      date     paid/
     t          option       varying            s to                     n,                receive
 securit                       etc.            which                  Europea               d per
    y                                         option                   n etc.                unit
                                              relates


                                                   
Form 8.3                                                                                December 2021
(ii)        Exercise

         Class of            Product         Exercising/              Number of     Exercise price
         relevant          description        exercised               securities       per unit
         security         e.g. call option     against



(d)         Other dealings (including subscribing for new securities)

      Class of relevant         Nature of dealing                    Details       Price per unit (if
          security              e.g. subscription,                                    applicable)
                                   conversion
        10p ordinary              Transfer out                        2,210



4.          OTHER INFORMATION

(a)         Indemnity and other dealing arrangements

 Details of any indemnity or option arrangement, or any agreement or understanding,
 formal or informal, relating to relevant securities which may be an inducement to
 deal or refrain from dealing entered into by the person making the disclosure and
 any party to the offer or any person acting in concert with a party to the offer:
 Irrevocable commitments and letters of intent should not be included. If there are no such
 agreements, arrangements or understandings, state “none”

 None


(b)         Agreements, arrangements or understandings relating to options or derivatives

 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:
 (i) the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant securities to
      which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state “none”

 None


(c)         Attachments

 Is a Supplemental Form 8 (Open Positions) attached?                                       NO



 0B   Date of disclosure:                                23/06/2022

 1B   Contact name:                                      Jenny Kan

 2B   Telephone number*:                                 +44 (0)207 150 4233




                                                     
Form 8.3                                                                                December 2021
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s
disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided
contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

23rd June 2022

Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited




                                               
Form 8.3                                                                          December 2021

Date: 23-06-2022 04:00:00
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