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ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings
2021/04/21 13:00:00Download PDF Stock report
TR-1: Standard form for notification of major holdings Anglo American plc (the “Company”) Registered of f ice: 20 Carlton House Terrace, London SW1Y 5AN Registered number: 3564138 (incorporated in England and Wales) Legal Entity Identifier: 549300S9XF92D1X8ME43 ISIN: GBOOB1XZS820 JSE Share Code: AGL NSX Share Code: ANM TR-1: Standard form for notification of major holdings NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)(i) 1a. Identity of the issuer or the underlying issuer of existing shares to Anglo American Plc which voting rights are attached(ii): 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) Non-UK issuer 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) An acquisition or disposal of voting rights X An acquisition or disposal of financial instruments An event changing the breakdown of voting rights Other (please specify) iii: 3. Details of person subject to the notification obligation(iv) Name Coronation Asset Management (Pty) Ltd acting as discretionary investment manager on behalf of managed portfolios. City and country of registered office (if applicable) Cape Town, South Africa 4. Full name of shareholder(s) (if different from 3.) v Name N/A City and country of registered office (if applicable) 5. Date on which the threshold was crossed or reached(vi): 16-04-2021 6. Date on which issuer notified (DD/MM/YYYY): 20-04-2021 7. Total positions of person(s) subject to the notification obligation % of voting rights % of voting rights Total of both in % Total number of attached to shares through financial (8.A + 8.B) voting rights of (total of 8. A) instruments issuer(vii) (total of 8.B 1 + 8.B 2) Resulting situation on the 2.99% 2.99% 1 363 118 080 date on which threshold was crossed or reached Position of previous 3.00% 3.00% notification (if applicable) 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached(viii) A: Voting rights attached to shares Class/type of Number of voting rights(ix) % of voting rights shares ISIN code (if possible) Direct Indirect Direct Indirect (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive 2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1) GB00B1XZS820 40 847 500 2.99% SUBTOTAL 8. A 40 847 500 2.99% B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of financial Expiration Exercise/ Number of voting rights % of voting rights instrument date(x) Conversion that may be acquired if Period(xi) the instrument is exercised/converted. SUBTOTAL 8. B 1 B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of financial Expiration Exercise/ Physical or Number of % of voting rights instrument date(x) Conversion cash voting rights Period xi settlement(xii) SUBTOTAL 8.B.2 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”) Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii Full chain of controlled undertakings through which the voting rights and/or the X financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary) Name(xv) % of voting rights if it % of voting rights Total of both if it equals equals or is higher than through financial or is higher than the the notifiable threshold instruments if it equals notifiable threshold or is higher than the notifiable threshold Coronation Fund Managers Ltd Coronation Investment Management SA (Pty) Ltd Coronation Asset 2.99% 2.99% Management (Pty) Ltd 10. In case of proxy voting, please identify: Name of the proxy holder The number and % of voting rights held The date until which the voting rights will be held 11. Additional information(xvi) Place of completion Cape Town, South Africa Date of completion 20 April 2021 Clare Davage Deputy Company Secretary Anglo American plc 21 April 2021 The Company has a primary listing on the Main Market of the London Stock Exchange and secondary listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock Exchange a nd the SIX Swiss Exchange. Sponsor RAND MERCHANT BANK (A division of FirstRand Bank Limited) Date: 21-04-2021 01:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of the information published on SENS. 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