JSE Sens
HAMMERSON PLC - TR-1: Standard form for notification of major holdings
2020/09/22 11:30:00Download PDF Stock report
TR-1: Standard form for notification of major holdings Hammerson plc (Incorporated in England and Wales) (Company number 360632) LSE share code: HMSO JSE share code: HMN ISIN: GB00BK7YQK64 (“Hammerson” or “the Company”) TR-1: Standard form for notification of major holdings NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are at- HAMMERSON plc tachedii: 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) Non-UK issuer 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) An acquisition or disposal of voting rights X An acquisition or disposal of financial instruments X An event changing the breakdown of voting rights Other (please specify)iii: 3. Details of person subject to the notification obligationiv Name The Goldman Sachs Group, Inc. Corporation Trust Center, 1209 Orange Street, City and country of registered office (if applicable) Wilmington DE 19801, USA 1 4. Full name of shareholder(s) (if different from 3.)v Name Goldman Sachs International City and country of registered office (if applicable) Plumtree Court, 25 Shoe Lane, London EC4A 4AU, UK 5. Date on which the threshold was crossed or 17/09/2020 reachedvi: 6. Date on which issuer notified (DD/MM/YYYY): 21/09/2020 7. Total positions of person(s) subject to the notification obligation % of voting rights % of voting rights at- Total number of through financial instru- Total of both in % tached to shares (to- voting rights of is- ments (8.A + 8.B) tal of 8. A) suervii (total of 8.B 1 + 8.B 2) Resulting situation on the date on which 1.65% 10.68% 12.33% 153,258,722 threshold was crossed or reached Position of previous notification (if 1.23% 9.42% 10.64% applicable) 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii A: Voting rights attached to shares Class/type of Number of voting rightsix % of voting rights shares ISIN code (if possible) Direct Indirect Direct Indirect 2 (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.1) (DTR5.2.1) (DTR5.2.1) GB00BK7YQK64 2,523,947 1.65% SUBTOTAL 8. A 2,523,947 1.65% B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Number of voting rights Expira- Type of financial instru- Exercise/ that may be acquired if tion % of voting rights ment Conversion Periodxi the instrument is datex exercised/converted. Securities Lending Open 1,834,670 1.20% SUBTOTAL 8. B 1 1,834,670 1.20% B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Exercise/ Physical or Type of financial in- Expiration Number of Conversion Pe- cash % of voting rights strument datex voting rights riod xi settlementxii Refer to the annexure SUBTOTAL 14,530,886 9.48% 8.B.2 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”) Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv X (please add additional rows as necessary) % of voting rights % of voting rights if it Total of both if it through financial in- equals or is higher equals or is higher Namexv struments if it equals than the notifiable than the notifiable or is higher than the threshold threshold notifiable threshold The Goldman Sachs Group, Inc. Goldman Sachs (UK) L.L.C. Goldman Sachs Group UK Limited Goldman Sachs 10.62% 12.26% International The Goldman Sachs Group, Inc. Goldman Sachs & Co. LLC The Goldman Sachs Group, Inc. GSAM Holdings LLC Goldman Sachs Asset Management, L.P. 10. In case of proxy voting, please identify: Name of the proxy holder N/A The number and % of voting rights held N/A The date until which the voting rights will be held N/A 11. Additional informationxvi Please note, the total amount of voting rights has been rounded to 2 decimal places therefore there is a possibility of a rounding error. General email contact: gs-regops-emea-position-enquiries@gs.com Place of completion London Date of completion 21/09/2020 For further information contact: Emma Jackman Senior Assistant Company Secretary Tel: +44 (0)20 7887 1000 22 September 2020 Hammerson has its primary listing on the London Stock Exchange and a secondary inward listing on the Johannesburg Stock Exchange. Sponsor: Investec Bank Limited Annexure B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of financial instru- Exercise/Conversion Physical or cash Number of voting Expiration datex % of voting rights ment periodxi settlementxii rights Swap 11/03/2025 Cash 1,224,659 0.80% CFD 17/09/2025 Cash 1,015,900 0.66% Swap 25/03/2025 Cash 829,237 0.54% CFD 03/12/2021 Cash 816,047 0.53% CFD 29/04/2030 Cash 708,302 0.46% CFD 23/04/2030 Cash 502,735 0.33% CFD 23/04/2030 Cash 501,285 0.33% CFD 09/08/2029 Cash 438,781 0.29% CFD 09/07/2021 Cash 412,987 0.27% CFD 24/04/2030 Cash 357,037 0.23% CFD 29/04/2030 Cash 355,867 0.23% CFD 04/02/2030 Cash 352,369 0.23% CFD 09/07/2021 Cash 336,921 0.22% CFD 07/05/2030 Cash 326,711 0.21% CFD 07/05/2030 Cash 313,006 0.20% CFD 03/12/2021 Cash 310,963 0.20% CFD 04/02/2030 Cash 304,201 0.20% CFD 29/04/2030 Cash 301,641 0.20% CFD 17/09/2025 Cash 299,181 0.20% CFD 29/04/2030 Cash 268,620 0.18% CFD 29/04/2030 Cash 240,617 0.16% CFD 07/05/2030 Cash 237,113 0.15% CFD 30/04/2030 Cash 233,537 0.15% CFD 24/04/2030 Cash 215,363 0.14% CFD 07/05/2030 Cash 211,907 0.14% CFD 23/04/2030 Cash 207,445 0.14% CFD 23/04/2030 Cash 201,094 0.13% CFD 23/04/2030 Cash 201,094 0.13% CFD 29/04/2030 Cash 201,094 0.13% CFD 23/04/2030 Cash 200,751 0.13% CFD 23/04/2030 Cash 191,245 0.12% CFD 19/03/2030 Cash 189,825 0.12% CFD 23/04/2030 Cash 185,002 0.12% CFD 07/05/2030 Cash 173,701 0.11% CFD 29/04/2030 Cash 172,967 0.11% CFD 04/02/2030 Cash 134,471 0.09% Swap 01/04/2025 Cash 111,955 0.07% CFD 11/07/2029 Cash 110,735 0.07% CFD 29/04/2030 Cash 106,648 0.07% CFD 06/08/2025 Cash 84,625 0.06% CFD 21/05/2030 Cash 74,953 0.05% Swap 11/11/2020 Cash 72,667 0.05% CFD 24/04/2030 Cash 63,524 0.04% CFD 01/05/2030 Cash 62,276 0.04% CFD 05/08/2025 Cash 61,839 0.04% Swap 13/11/2020 Cash 56,550 0.04% CFD 23/04/2030 Cash 50,129 0.03% Swap 11/03/2025 Cash 45,460 0.03% CFD 01/05/2030 Cash 42,910 0.03% CFD 29/04/2030 Cash 41,146 0.03% CFD 23/04/2030 Cash 31,226 0.02% Swap 05/06/2030 Cash 27,159 0.02% CFD 11/08/2025 Cash 25,972 0.02% CFD 23/04/2030 Cash 25,487 0.02% CFD 06/08/2025 Cash 24,851 0.02% CFD 19/03/2030 Cash 23,629 0.02% CFD 08/01/2030 Cash 19,920 0.01% CFD 05/08/2025 Cash 18,160 0.01% CFD 10/01/2022 Cash 16,178 0.01% CFD 10/01/2022 Cash 15,767 0.01% CFD 07/08/2025 Cash 14,369 0.01% CFD 10/01/2022 Cash 14,153 0.01% CFD 31/10/2029 Cash 12,326 0.01% CFD 16/07/2029 Cash 10,979 0.01% CFD 23/04/2030 Cash 9,916 0.01% CFD 19/05/2025 Cash 9,427 0.01% CFD 18/03/2030 Cash 8,537 0.01% CFD 19/03/2030 Cash 8,401 0.01% CFD 24/04/2030 Cash 8,168 0.01% CFD 11/08/2025 Cash 7,627 0.005% CFD 18/08/2025 Cash 5,024 0.003% Swap 03/12/2020 Cash 4,628 0.003% CFD 19/05/2025 Cash 4,512 0.003% CFD 07/08/2025 Cash 4,219 0.003% CFD 19/05/2025 Cash 2,916 0.002% CFD 21/05/2025 Cash 2,781 0.002% CFD 23/04/2030 Cash 2,524 0.002% CFD 10/01/2022 Cash 2,299 0.002% CFD 10/01/2022 Cash 2,240 0.001% CFD 10/01/2022 Cash 2,030 0.001% CFD 10/01/2022 Cash 2,011 0.001% CFD 10/12/2024 Cash 1,478 0.001% CFD 19/05/2025 Cash 1,391 0.001% CFD 21/05/2025 Cash 860 0.001% CFD 10/01/2022 Cash 288 0.0002% Swap 04/12/2020 Cash 210 0.0001% Swap 14/01/2021 Cash 100 0.0001% CFD 10/01/2022 Cash 10 0.00001% CFD 10/01/2022 Cash 10 0.00001% CFD 10/01/2022 Cash 9 0.00001% CFD 10/01/2022 Cash 1 0.000001% Total Number of voting rights and percentage of voting rights 14,530,886 9.48% Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error. Date: 22-09-2020 11:30:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on, information disseminated through SENS.