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QUILTER PLC - QLT : TR-1: Standard form for notification of major holdings
2020/01/14 16:00:25Download PDF Stock report
QLT : TR-1: Standard form for notification of major holdings: QUILTER PLC (previously, Old Mutual Wealth Management Limited) Incorporated under the Companies Act 1985 with registered number 06404270 and re-registered as a public limited company under the Companies Act 2006) ISIN CODE: GB00BDCXV269 JSE SHARE CODE: QLT Quilter plc (the 'Company') TR-1: Standard form for notification of major holdings NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are at- QUILTER PLC tachedii: 1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate) Non-UK issuer 2. Reason for the notification (please mark the appropriate box or boxes with an 'X') An acquisition or disposal of voting rights An acquisition or disposal of financial instruments X An event changing the breakdown of voting rights Other (please specify)iii: 3. Details of person subject to the notification obligationiv Name Bank of America Corporation City and country of registered office (if applicable) Wilmington, DE, United States 4. Full name of shareholder(s) (if different from 3.)v Name City and country of registered office (if applicable) 5. Date on which the threshold was crossed or 9th January 2020 reachedvi: 6. Date on which issuer notified (DD/MM/YYYY): 13th January 2020 7. Total positions of person(s) subject to the notification obligation 1 % of voting rights % of voting rights at- Total number of through financial instru- Total of both in % tached to shares (to- voting rights of is- ments (8.A + 8.B) tal of 8. A) suervii (total of 8.B 1 + 8.B 2) Resulting situation on the date on which 0.041% 3.019% 3.060% 1,902,251,098 threshold was crossed or reached Position of previous Below Notifiable Below Notifiable Below Notifiable notification (if Threshold Threshold Threshold applicable) 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii A: Voting rights attached to shares Class/type of Number of voting rightsix % of voting rights shares ISIN code (if possible) Direct Indirect Direct Indirect (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive 2004/109/EC) (Art 10 of Directive 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.2.1) (DTR5.2.1) GB00BDCXV269 782,566 0.041% SUBTOTAL 8. A 782,566 0.041% B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Number of voting rights Exercise/ Type of financial in- Expiration that may be acquired if the % of voting Conversion Peri- strument datex instrument is rights odxi exercised/converted. N/A N/A N/A N/A N/A SUBTOTAL 8. B 1 N/A N/A B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Exercise/ Physical or Type of financial Expiration Number of vot- % of voting Conversion Pe- cash instrument datex ing rights rights riod xi settlementxii Swaps 13/02/2020 N/A Cash Settled 2,911,433 0.153% Swaps 12/03/2020 N/A Cash Settled 113,385 0.006% 2 Swaps 13/05/2020 N/A Cash Settled 247,270 0.013% Swaps 13/08/2020 N/A Cash Settled 1,816,376 0.095% Swaps 11/09/2020 N/A Cash Settled 21,006,866 1.104% Swaps 12/11/2020 N/A Cash Settled 1,623,022 0.085% Swaps 11/12/2020 N/A Cash Settled 15,073,038 0.792% Swaps 13/01/2021 N/A Cash Settled 2,667,660 0.140% Swaps 11/02/2021 N/A Cash Settled 11,965,272 0.629% SUBTOTAL 57,424,322 3.019% 8.B.2 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an 'X') Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv X (please add additional rows as necessary) % of voting % of voting rights Total of both if it rights if it through financial in- equals or is equals or is struments if it Namexv higher than the higher than the equals or is higher notifiable thresh- notifiable than the notifiable old threshold threshold Bank of America Corporation N/A N/A N/A NB Holdings Corporation N/A N/A N/A BAC North America Holding Com- N/A N/A N/A pany Bank of America, National Associa- N/A N/A N/A tion N/A N/A N/A Bank of America Corporation 3 N/A N/A N/A NB Holdings Corporation N/A N/A N/A BofAML Jersey Holdings Limited N/A N/A N/A MLEIH Funding SNC Farringdon International (Hold- N/A N/A N/A ings) BV Merrill Lynch South Africa Proprietary N/A N/A N/A Limited 10. In case of proxy voting, please identify: Name of the proxy holder The number and % of voting rights held The date until which the voting rights will be held 11. Additional informationxvi Place of completion United Kingdom Date of completion 13th January 2020 14 January 2020 Sponsor: J.P. Morgan Equities South Africa Proprietary Limited 4 5 Date: 14-01-2020 04:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on, information disseminated through SENS.